News and Resources

BuckleySandler FinCrimes Webinar: 2015 Enforcement Actions: Lessons Learned For Regional and Super-Regional Banks

  • January 28, 2016
  • 12:00 PM ET - 1:00 PM ET

As we move into 2016, now is a good time reflect on the lessons the enforcement activity during 2015 have to teach. Our first webinar of the year will focus specifically on these enforcement actions as well as the key regulatory presentations to help define expectations for Bank Secrecy Act/anti-money laundering (BSA/AML) compliance by U.S.-based regional and super-regional banks.  What seems clear is that global and U.S.-based financial institutions should expect intensified scrutiny for any and all BSA/AML compliance shortcomings. Our panelists will help plot out a prioritized road map of the issues of that financial crimes compliance professionals must be prepared to address in 2016. Join us for a discussion of lessons learned and the clear, practical steps that necessary to prepare for upcoming examinations.

Who Should Attend: This webinar will be of particular interest to in-house legal, compliance, and risk management personnel at banks and other financial services providers.
 
When: Thursday, January 28, 2016 from 12:00 to 1:00 pm EST
 
Complimentary Registration:  
https://attendee.gotowebinar.com/register/4502335560734908929
Registration required. Please, no outside law firms, government agency personnel, consulting firms, or media. After registering and being approved, you will receive a confirmation email containing instructions for joining the webinar.  

Panelists:

  • James F. Vivenzio, Senior Counsel for BSA/AML, Office of the Comptroller of the Currency
  • Richard Charlton, Counsel and Vice President, Federal Reserve Bank of New York
  • Amy Davine Kim, Counsel, BuckleySandler

Moderator:
James T. Parkinson focuses on international regulatory compliance counseling, corporate internal investigations, and enforcement defense litigation. He represents clients on a variety of criminal and civil enforcement actions, including Foreign Corrupt Practices Act (FCPA), securities fraud, insider trading, false statements, and environmental matters.

About BuckleySandler's Financial Crimes Practice
With more than 150 lawyers in Washington, DC, New York, Chicago, Los Angeles, and London, BuckleySandler provides best-in-class legal counsel to meet the challenges of the nation's leading financial institutions as well as other corporate and individual clients. BuckleySandler’s FinCrimes Practice supports financial services and other firms in designing, implementing, and testing compliance programs, and – as is increasingly necessary – in defending against enforcement actions and parallel civil litigation. Please visit our practice page and participate in our ongoing webinar series on FinCrimes topics.