News and Resources

BuckleySandler FinCrimes Webinar: AML Update - Recent Enforcement Activity Impacting Regional and Super-Regional Banks

  • October 22, 2015
  • 12:00 PM EST - 1:00 PM EST

U.S. regional and super-regional banks are under intensified scrutiny for Bank Secrecy Act/anti-money laundering compliance shortcomings from law enforcement agencies as well as federal and state prudential regulators. Recent enforcement orders from the Office of the Comptroller of the Currency, Federal Reserve, and the Federal Deposit Insurance Corporation appear to articulate a road map of the issues of primary concern: issues for which financial institutions and financial crimes compliance professionals should be prepared.

This webinar will focus on these enforcement actions as well as insights gained from best practices. Panelists from BuckleySandler's Financial Crimes practice group and federal enforcement agencies will discuss lessons to be learned as well as clear practical steps necessary to prepare for upcoming examinations.

Who Should Attend: This webinar will be of particular interest to in-house legal, compliance, and risk management personnel at banks and other financial services providers.

When: Thursday, October 22, 2015, from 12:00 to 1:00 pm EST

Complimentary Registration: https://attendee.gotowebinar.com/register/4202529524264259073
Registration required. Please, no outside law firms, government agency personnel, consulting firms, or media. After registering and being approved, you will receive a confirmation email containing instructions for joining the webinar.

Panelists:

  • Amy Davine Kim, Counsel, BuckleySandler LLP
  • Michael Zeldin, Special Counsel, BuckleySandler LLP

Moderator:

James T. Parkinson focuses on international regulatory compliance counseling, corporate internal investigations, and enforcement defense litigation. He represents clients on a variety of criminal and civil enforcement actions, including Foreign Corrupt Practices Act (FCPA), securities fraud, insider trading, false statements, and environmental matters.

About BuckleySandler's Financial Crimes Practice
With more than 160 lawyers in Washington, DC, New York, Chicago, Los Angeles, and London, BuckleySandler provides best-in-class legal counsel to meet the challenges of the nation's leading financial institutions as well as other corporate and individual clients. BuckleySandler’s FinCrimes Practice supports financial services and other firms in designing, implementing, and testing compliance programs, and – as is increasingly necessary – in defending against enforcement actions and parallel civil litigation. Please visit our practice page and participate in our ongoing webinar series on FinCrimes topics.