News and Resources

BuckleySandler FinCrimes Webinar: Conducting a Financial Crimes Risk Assessment

  • February 18, 2016
  • 12:00 PM EST - 1:00 PM EST

A comprehensive, enterprise risk assessment not only is a regulatory expectation but is the foundation upon which the BSA/AML program is built. As set out in Appendix I of the FFIEC Manual, the risk assessment allows for the development of appropriate internal controls which, in turn, provides the basis for a risk-based BSA compliance program.

This webinar builds upon the October 2015 and January 2016 webinars in which counsel from BuckleySandler’s FinCrimes practice as well as federal bank regulators discussed the lessons that should be learned from 2015’s enforcement actions as key regulator speeches and presentations

Please join us for a discussion of the following topics:

  • A best practice  overview of the financial crimes risk assessment process focused on:
    • Approach
    • Methodology (quantitative and qualitative issues)
    • Data analysis
    • Documentation
  • Insights into current expectations, common pitfalls, as well as leading and emerging industry practices


Who Should Attend: This webinar will be of particular interest to in-house legal, compliance, and risk management personnel at banks and other financial services providers.
 
When: Thursday, February 18, 2016 from 12:00 to 1:00 pm EST
 
Complimentary Registration: https://attendee.gotowebinar.com/register/5361717148113676801
Registration required. Please, no outside law firms, government agency personnel, consulting firms, or media. After registering and being approved, you will receive a confirmation email containing instructions for joining the webinar. 

Moderator:
James T. Parkinson focuses on international regulatory compliance counseling, corporate internal investigations, and enforcement defense litigation. He represents clients on a variety of criminal and civil enforcement actions, including Foreign Corrupt Practices Act (FCPA), securities fraud, insider trading, false statements, and environmental matters.
 
About BuckleySandler's Financial Crimes Practice
With more than 150 lawyers in Washington, DC, New York, Chicago, Los Angeles, and London, BuckleySandler provides best-in-class legal counsel to meet the challenges of the nation's leading financial institutions as well as other corporate and individual clients. BuckleySandler’s FinCrimes Practice supports financial services and other firms in designing, implementing, and testing compliance programs, and – as is increasingly necessary – in defending against enforcement actions and parallel civil litigation. Please visit our practice page and participate in our ongoing webinar series on FinCrimes topics.