Bank Regulatory
BuckleySandler assists banking clients, including national and state-chartered commercial banks, federal and state-chartered thrifts and savings banks, in complying with the laws and statutes governing their continued operation, including:
- Advising on bank formation issues, including De Novo charters
- Making routine filings, disclosures and financial reporting
- Reviewing, drafting and implementing compliance policies and procedures involving:
- Understanding and maintaining appropriate capital and reserve requirements
- Meeting corporate governance requirements, including those under the Sarbanes-Oxley Act and other director and officer responsibilities
- Obtaining and maintaining credit rating requirements
- Complying with payment system requirements
- Understanding and complying with e-Commerce laws and regulations
- Advising on mergers, acquisitions, divestitures, joint ventures and outsourcing agreements
- Counseling and advice on regulatory examinations, enforcement actions and litigation