Bank Regulatory

BuckleySandler assists banking clients, including national and state-chartered commercial banks, federal and state-chartered thrifts and savings banks, in complying with the laws and statutes governing their continued operation, including:

  • Advising on bank formation issues, including de novo charters
  • Making routine filings, disclosures and financial reporting
  • Reviewing, drafting and implementing compliance policies and procedures involving:
  • Understanding and maintaining appropriate capital and reserve requirements
  • Meeting corporate governance requirements, including those under the Sarbanes-Oxley Act and other director and officer responsibilities
  • Obtaining and maintaining credit rating requirements
  • Complying with payment system requirements
  • Understanding and complying with e-Commerce laws and regulations
  • Advising on mergers, acquisitions, divestitures, joint ventures and outsourcing agreements
  • Counseling and advice on regulatory examinations, enforcement actions and litigation

Related Professionals

Name Title Phone Office
Baris, David Partner 202.349.8004 Washington, DC
Buckley, Jeremiah S. Partner 202.349.8010 Washington, DC
Naimon, Jeffrey P. Partner 202.349.8030 Washington, DC
Tucker, Jonice Gray Partner 202.349.8005 Washington, DC
Russell, Heather Partner 212.600.2350 New York, NY
Stipano, Daniel P. Partner 202.349.8091 Washington, DC
Zalenski, Walter E. Partner 202.461.2910 Washington, DC
Sommerfield, Lori J. Senior Counsel 202.349.8093 Washington, DC
Bell, Marshall T. Counsel 202.461.2997 Washington, DC
Cedar, Philip M. Counsel 212.600.2345 New York, NY
Hall, Kari K. Counsel 202.349.7967 Washington, DC
Chang, Shara M. Counsel 202.349.8096 Washington, DC
Sedrak, Susanna K. Counsel 310.424.3923 Los Angeles, CA
Marcus, Bradley A. Counsel 202.349.8021 Washington, DC
Dhaliwal, A.J. S. Associate 202.461.2932 Washington, DC
Dowell, Thomas A. Associate 202.349.8011 Washington, DC
Kotin, H Joshua Counsel 312.924.9855 Chicago, IL
Safchuk, Sherry-Maria Associate 310.424.3917 Los Angeles, CA
Stapleton, Caroline M. Associate 202.461.2904 Washington, DC
Stavrakas, Niki K. Associate 310.424.3922 Los Angeles, CA
vonBerg, Steven R. Associate 202.524.7893 Washington, DC

Significant Representations