Regulatory Examinations
BuckleySandler often advises banks and other financial institutions in connection with regulatory examinations and supervision matters initiated by state and federal regulatory agencies. The Firm’s attorneys, some of whom have served as senior bank regulators, possess an unparalleled level of knowledge and expertise in this area, and draw on the depth and breadth of our regulatory and enforcement practice to guide clients during every phase of the examination process, as well as to provide ongoing advice regarding day-to-day, related compliance matters and effective litigation risk management strategies. With respect to examinations, we routinely counsel clients on pre-examination preparation, assist them with responding to regulators’ inquiries, and engage with regulators throughout the examination process to ensure the most favorable outcome.
Partners in this practice:
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David Baris |
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Jeremiah S. Buckley |
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Kirk D. Jensen |
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Benjamin B. Klubes |
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Joseph M. Kolar |
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John P. Kromer |
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Jeffrey P. Naimon |
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Andrew L. Sandler |
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Robert B. Serino |
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Jonice Gray Tucker |
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In-depth review of news & developments in the financial services industry.
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A full listing of national & state bank regulatory agencies & industry groups.