David Baris
Partner
- p. 202.349.8004
- f. 202.349.8080
- dbaris@buckleysandler.com
Biography
David Baris, a partner in the Washington, DC office of BuckleySandler LLP, represents financial institutions throughout the United States on securities, corporate, transactional, and regulatory matters. Mr. Baris has spent more than 20 years in practice assisting financial institutions in critical and transformative business changes, including mergers, acquisitions, tender offers, acquisition of subsidiaries, securities offerings (including trust preferred securities) and proxy contests and other efforts to change management or policy, as well as more routine matters, such as periodic reporting and securities disclosure, Sarbanes-Oxley Act compliance, compliance with corporate governance listing requirements of the national securities exchanges, holding company formations, regulatory reporting and applications, executive compensation arrangements, employment agreements, voting agreements, and new product and line of business development.
Mr. Baris also assists banks with issuances in regulatory examinations and represents them in negotiations of orders and enforcement actions instituted by regulatory agencies.
Before joining BuckleySandler, Mr. Baris was a partner of Kennedy & Baris, L.L.P which he founded in 1987. Mr. Baris brings to his practice experience as both a bank regulator and Congressional staffer, serving as Regional Counsel to the Comptroller of the Currency from 1977 to 1983 and Counsel to the Government Operations Committee, U.S. House of Representatives from 1972 to 1974.
Mr. Baris is the Executive Director of the American Association of Bank Directors. AABD provides bank directors with the resources with which to serve their institutions effectively and in a manner that will minimize risk of personal liability, and represents their interests before federal and state legislative bodies, banking supervisory agencies and judicial bodies. From 2000 to 2004, Mr. Baris was a director of Mutual of Omaha Insurance Company and United of Omaha Life Insurance Company, a Fortune 500 company, serving on their Executive, Audit and Investment Committees.
Mr. Baris writes and lectures widely on banking subjects.
Publications
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FDIC Director Suits: Lessons Learned
American Association of Bank Directors, November 12, 2012
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Bank Director Regulatory Burden Report
American Association of Bank Directors, March 9, 2012
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Approving Loans is a Risky Role for Bank Directors
June 14, 2011
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Executive Director of the AABD Testimony on Whistleblowing
May 11, 2011
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House’s Chance to Get Small-Business Bill Right
American Banker, September 21, 2010
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Compensation Risk Analysis: The Bank Director’s Role
Westlaw Journal, September 13, 2010
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American Banker, June 15, 2010
In The News
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David Baris Quoted in American Banker Article, "Bank M&A Fees Have Skyrocketed in the Past Decade"
American Banker, February 15, 2013
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First Virginia Community Bank Completes Acquisition of 1st Commonwealth
October 22, 2012
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BuckleySandler Represents FVCbank in Acquiring 1st Commonwealth Bank of Virginia
June 13, 2012
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Sandy Spring Bancorp, Inc. Announces Completion of Acquisition of CommerceFirst Bancorp, Inc.
Globe Newswire, May 31, 2012
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American Association of Bank Directors Releases Bank Director Regulatory Burden Report
March 14, 2012
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David Baris Recognized in SmartCEO
SmartCEO, January 12, 2012
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BuckleySandler Assists CommerceFirst Bancorp in its Merger with Sandy Spring Bancorp
December 20, 2011
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David Baris Quoted in Grant's Interest Rate Observer: "Chill In The Air"
Grant's Interest Rate Observer, August 16, 2011
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BuckleySandler Assists Eagle Bancorp, Inc. in its Merger with Alliance Bankshares Corporation
July 27, 2011
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Partner David Baris Quoted in Reuters Article: "Backlash brews on U.S. whistleblower awards"
Reuters, March 9, 2011
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Partner David Baris Quoted in Bank Director Magazine
Bank Director Magazine, February 21, 2011
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Partner David Baris Quoted In US Banker
US Banker, January 11, 2011
Speaking Engagements & Events
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SEC Whistleblower 101: How to Prevent or Mitigate Whistleblower Claims
May 6, 2013
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ABA Risk Management Forum: Developing Effective Board Risk Management Committees
April 26, 2013
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7th Annual NACD/AABD Bank Directors Conference
April 11, 2013
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April 2, 2013
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Challenges and Opportunities for Bank Boards in 2013
February 18, 2013
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What Bank Boards of Directors Need to Know About Capital Planning
February 13, 2013
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Bank Director Liability and Practical Steps to Minimize It
April 12, 2012
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2012 Virginia Bank Directors Symposium
March 29, 2012
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Dealing with Enforcement Actions and Insider Liability
March 23, 2012
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How Do Publicly Held Community Banks and Holding Companies Comply?
March 13, 2012
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December 7, 2011
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2011 Fair Lending Today Conference
May 2, 2011
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Legal Actions by the FDIC to Recover Losses of Failed Banks: Spring Follow-up
April 28, 2011
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Small Business Lending Fund – TARP Warmed Over or Something New?
December 9, 2010
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Legal Actions by the FDIC to Recover Losses of Failed Banks: A Practical Guide for Directors
November 11, 2010
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Failed Bank Litigation: The Stakes and the Stakeholders
May 17, 2010
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2010 Fair Lending Today Conference
April 19, 2010
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NACD-Florida 4th Annual Bank Directors Workshop
April 14, 2010
