Robyn C. Quattrone
Partner
- p. 202.349.8035
- f. 202.349.8080
- rquattrone@buckleysandler.com
Biography
Robyn Quattrone is a partner in the Washington DC office of BuckleySandler LLP. Ms. Quattrone represents a variety of financial services, corporate and individual clients as well as Boards of Directors and Special Board committees in enforcement matters and regulatory inquiries before the Securities and Exchange Commission, the Department of Justice, the Office of the Comptroller of the Currency and in complex civil and white collar criminal litigation matters before federal and state courts, in administrative proceedings and in investigations brought by other federal and state authorities.
Ms. Quattrone also conducts internal investigations on behalf of her clients and counsels them on preventive and remedial measures before and after regulatory and securities related issues arise. She frequently handles matters involving concurrent civil litigation, including class actions, and multiple government investigations.
Ms. Quattrone’s representative litigation matters include:
- Williams v. Wells Fargo Financial, Inc. et al. (S.D. Fla. 2011) – a single state class action concerning lender placed insurance.
- Dijkstra v. Carenbauer, et al. (N.D. W. VA. 2011) – a putative state class action concerning lender placed insurance.
- Ulbrich v. GMAC Mortgage, LLC and Balboa Insurance Services, Inc. (S.D. Fla. 2011) – a putative nationwide class action concerning lender placed insurance.
- Turner v. American Home Mortgage Servicing, et al. (N.D. Ala. 2011) – a putative nationwide class action alleging misuse of escrow and suspense accounts; case dismissed as to QBE Insurance on Motion to Dismiss.
- Anderson v. Barclays Capital Real Estate, Inc. (N.D. Ohio 2009) – a putative class action by borrowers alleging violations of the Ohio Consumer Sales Practices Act and the Real Estate Settlement Procedures Act as well as claims for unjust enrichment.
- State of Ohio v. Barclays Capital Real Estate, Inc. dba HomEq Servicing (Ohio Ct. of Common Pleas, Montgomery County 2009) – action by State of Ohio alleging violations of the Ohio Consumer Sales Practices Act stemming from HomEq’s mortgage servicing business.
Ms. Quattrone’s representative enforcement matters include:
- Multiple lender-placed insurance entities before state regulatory body in large scale document production and public hearings with company representative witnesses.
- A major home mortgage lender in parallel investigations by three federal regulatory agencies into fair lending and steering.
- A major bank and home mortgage lender in an investigation by the Department of Housing and Urban Development into alleged violations of the Real Estate Settlement Procedures Act.
- A major financial services firm in mortgage repurchase litigation with both its servicer and the GSE that purchased the mortgages at issue.
- A major financial services firm during a SEC investigation into insider trading by one of the firm’s proprietary traders. The SEC ultimately took no action against the financial services firm or former trader.
- The founder of a hedge fund in a SEC investigation into whether she failed to supervise her partner, the fund’s primary investment decision-maker. The SEC ultimately took no action against the hedge fund’s founder.
- The general counsel of a state banking institution in connection with a SEC investigation into market timing. The SEC ultimately took no action against the general counsel.
- The CEO of a major insurance company and his family members and financial advisor, in an insider trading investigation. The SEC ultimately cited the CEO only for a technical violation – failing to file a required form in a timely manner.
Significant Representations
Anderson v. Barclays Capital Real Estate, Inc.
Putative class action by borrowers alleging violations of the Ohio Consumer Sales Practices Act and the Real Estate Settlement Procedures Act as well as claims for unjust enrichment. Case is in discov... MORE
Cannon v. Wells Fargo Bank, N.A., et al.
Representing QBE Specialty Insurance Co. and Sterling National Insurance Agency, Inc. n/k/a QBE FIRST Insurance Agency, Inc. in a putative nationwide class action concerning lender placed insurance.
Cannon v. Wells Fargo Bank, N.A., et al.
Represented QBE Specialty Insurance Co. and Sterling National Insurance Agency, Inc. n/k/a QBE FIRST Insurance Agency, Inc. in a putative nationwide class action concerning lender placed insurance.&nb... MORE
CFPB Ancillary Products Examination
Representing bank in a targeted CFPB examination of credit card add-on products.
DeCambaliza v. QBE Holdings, Inc., et al
Representing QBE Holdings, Inc., QBE Insurance Corporation, QBE FIRST Insurance Agency, Inc., Balboa Insurance Company, Meritplan Insurance Company, and Newport Management Corporation in a putative na... MORE
Dijkstra v. Carenbauer, et al.
Represented Carenbauer in a putative state class action concerning lender placed insurance.
Gallagher, et al. v. Bank of America, N.A., et al.
Represented Balboa Insurance Company in a putative nationwide class action concerning lender placed insurance.
Gustafson v. BAC Home Loans Servicing, LP, et al.
Representing QBE FIRST, Balboa Insurance Company, Newport Management Corporation, Meritplan Insurance Company, and QBE Insurance Corporation in a putative nationwide class action concerning lender pla... MORE
Hall v. Bank of America, N.A., et al.
Representing QBE FIRST, Balboa Insurance Company, and QBE Insurance Corporation in a putative nationwide class action concerning lender placed insurance.
Hamilton v. SunTrust Mortgage Inc., et al.
Representing Sterling National Insurance Agency and QBE Specialty Insurance Company in a putative nationwide class action concerning lender placed insurance.
Holmes v. Bank of America, N.A., et al.
Representing Seattle Specialty Insurance Services in a putative nationwide class action concerning lender placed insurance.
Represented a major financial services firm during a SEC investigation into potential insider trading by one of the firm’s proprietary traders and the failure of the firm’s control group t... MORE
Lane, et al. v. Wells Fargo Bank, N.A., et al.
Represented QBE Americas Inc. in a putative nationwide class action concerning lender placed insurance. Case was dismissed as to QBE Americas Inc.
Leghorn, et al. v. Wells Fargo Bank, N.A., et al.
Representing QBE Insurance Corporation and QBE FIRST Insurance Agency, Inc. in a putative nationwide class action concerning lender placed insurance.
McKenzie v. Wells Fargo Home Mortgage, Inc. et al.
Represented QBE FIRST Insurance Agency, Inc. in a putative nationwide class action concerning lender placed insurance. Case was dismissed as to QBE FIRST Insurance Agency, Inc.
Marketing Timing Investigation -- Bank
Represented the general counsel of a state banking institution in connection with a SEC investigation into market timing.
Marketing Timing Investigation -- Hedge Fund
Represented the Executive Vice President and Manager of several multi-billion dollar hedge funds in an SEC market timing investigation.
Multiple SEC Investigation of Gifts and Gratuities Policies
Represented several hedge funds and hedge fund traders in connection with multiple SEC investigations relating to gifts and gratuities provided by brokers to hedge fund employees.
OCC and DOJ Investigation into Alleged Discriminatory Lending Practices
Represented major financial institution in investigation by Office of Comptroller of Currency and the Department of Justice relating to allegations of discriminatory lending practices.
Rothstein v. GMAC Mortgage, LLC, et al.
Representing Balboa Insurance Company, Newport Management Corporation, and Meritplan Insurance Company in a putative nationwide class action concerning lender placed insurance.
Represented a major Wall Street investment bank in a joint SEC and Department of Justice investigation into potential bid-rigging and violations of the antifraud provisions of the securities laws in t... MORE
SEC Investigation Medical Supply Company Controller
Represented the controller of a division of an international medical supply firm during a SEC investigation into a pervasive accounting scheme at the company.
SEC Investigation of Communications Company Executive
Represented the CEO of an international communications firm specializing in VoIP technology in an options backdating investigation.
SEC Investigation of Hedge Fund Founder
Represented the founder of a hedge fund in a SEC investigation into whether she had failed to supervise her partner who was the fund’s primary investment decision-maker.
SEC Investigation of Insurance Company
Represented the CEO of a major insurance company, as well as his family members and financial advisor, in a multi-year SEC insider trading investigation.
Singleton v. Wells Fargo Bank, N.A., et al.
Representing QBE Insurance Corporation and Sterling National Insurance Agency, Inc. in a putative nationwide class action concerning lender placed insurance.
Smith v. SunTrust Mortgage Inc., et al.
Representing QBE Insurance Corporation and QBE FIRST insurance Agency, Inc. in a putative nationwide class action concerning lender placed insurance.
State of Ohio v. Barclays Capital Real Estate Inc. dba HomEq Servicing
Action by State of Ohio alleging violations of the Ohio Consumer Sales Practices Act stemming from HomEq’s mortgage servicing business. Case is pending.
Stock Options Backdating Investigation
Conducted an internal investigation into a company’s stock options dating practices.
Tigbao et al. v. QBE Financial Institution Risk Services Inc. et al.
Representing QBE FIRST in a putative nationwide class action concerning lender placed insurance.
Totura, et al. v. Bank of America, N.A., et al.
Represented Balboa Insurance Company and QBE Americas, Inc. in a putative nationwide class action concerning lender placed insurance. Case was dismissed as to Balboa Insurance Company and QBE Am... MORE
Turner v. American Home Mortgage Servicing, et al.
Represented QBE Insurance Corporation in a putative nationwide class action alleging misuse of escrow and suspense accounts; case dismissed as to QBE Insurance on Motion to Dismiss.
Ulbrich v. GMAC Mortgage, LLC and Balboa Insurance Services, Inc.
Represented GMAC Mortgage, LLC in a putative nationwide class action concerning lender placed insurance.
Vidrine, et al. v. Bank of America, N.A., et al.
Represented Balboa Insurance Company and QBE Americas, Inc. in a putative nationwide class action concerning lender placed insurance. Case dismissed as to Balboa Insurance Company and QBE Americas, In... MORE
Williams v. Wells Fargo Financial, Inc. et al.
Represented QBE FIRST Insurance Agency, Inc. and QBE Specialty Insurance Company in a single state class action concerning lender placed insurance.
Publications
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Crowdfunding Offers Attractive Financing Alternative, But SEC Must Give More Clarity
Thomson Reuters Accelus, August 21, 2012
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Minimizing Missteps When Interfacing with SEC Staff
Law360, July 6, 2012
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The CFPB's Early Warning Notice: The Devil's in the Details
Westlaw Journal, January 30, 2012
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Cumulative Impact: Where It Came From, Where It’s Going and What Matters in Court
Construction Executive, February 1, 2009
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Due-Diligence Reviews of Non-Prime Lenders
The Review of Banking and Financial Services, November 12, 2003
